Grantor
GMM-Grantor Table of Contents
TITLE/SECTION
GMM Change Control
GMM Overview
Definitions
Chapter 1: Introduction
Section 1.1: Purpose of the Manual
1.1.1 Scope, Applicability, and Use
Section 1.2: Customer Service and Grants Management
1.2.1 Grants Management Customer Service Guidelines
Chapter 2: Grants Management Overview
Section 2.1: Arizona State Government and Related Grants Management Roles and Responsibilities
2.1.1 The Governor's Office and Executive Departments
2.1.3 Agencies, Boards, and Commissions
Section 2.2: Grants Management Process Summary
2.2.1 Grantor Roles and Responsibilities
Chapter 3: Funding Instruments
Section 3.1: Intergovernmental Agreement
Section 3.2: Interagency Service Agreement
Section 3.3: Memorandum of Understanding
Section 3.4: Subgrantee/Subaward Agreement
Section 3.5: Vendor/Contractor
Section 3.6: Cooperative Agreements
Chapter 4: Funding Opportunity Development
Section 4.1: Developing and Issuing Program Plans
4.2.1: Procedures for Impractical to Compete, Sole Source, and Other Waiver Requests
Section 5.1: Providing Pre-Application Assistance
Section 5.2: Processing Pre-Applications
Chapter 6: Application Receipt, Review, and Award
Section 6.1: Application Receipt and Processing
Section 6.2: Review of Applications
6.2.1 Programmatic Review of Applications
6.2.4 Financial Reviews and Final Financial Clearances
6.2.5 Indirect Cost Negotiation and Acceptance
Section 6.3: Rejections, Denials, Appeals and Withdrawals
6.3.1 Rejections for Grant Opportunities
Section 6.4: Pre-Agreement Cost Approvals
Chapter 7: Grant Administration
Section 7.1: General Information
7.1.1 Assignment and Responsibilities of the Grant Program Manager
7.1.2 Administration Requirements
7.2.3 Change of Recipient’s Authorized Signing Official
7.2.4 Change of Recipient Contact/Alternative Contact or Principal Investigator
7.2.5 Change in Scope of Award
7.2.8 Recipient Mailing Address Change
7.2.9 Departments, Agencies, Boards, and Commissions Approvals
7.2.10 Removal of Special Terms and Conditions Related to Financial Clearances
7.2.11 Removal of Special Terms and Conditions Related to Programmatic Requirements
Section 7.3: Award Status and Performance Reports
7.3.1 Programmatic Progress Reports
Section 7.4: Failure to Comply with Award Requirements
Section 7.5: Award Suspension or Termination
7.5.1 Suspension or Termination by State of Arizona
7.5.2 Suspension or Termination by Subgrantee or Agreement
Section 8.1: General Information for Monitoring
8.1.1 Types of Grant Monitoring
8.1.2 Objectives of General Grant Monitoring
8.1.3 Basic Requirements for Effective Oversight through Monitoring
Section 8.2: Monitoring Activities
8.2.1 Risk Assessment Tool and Grant Monitoring Plan
8.2.2 Pre-Monitoring Activities
8.2.6 Post-Site Visit Activities
8.2.6.1 Finding Resolution Guidelines
8.2.7 Documentation Requirements for Monitoring
Section 9.1: Conditions for Award Closeout
Section 9.2: Standard Closeout
Section 9.3: Administrative Closeout
Section 9.4: Other Closeout Requirements
Chapter 10 High-Risk Recipient Designation Procedures
Section 10.1: High-Risk Designation
Section 10.2: High-Risk Referral Process
10.2.1 Tracking Recipient Corrective Action Efforts
Section 10.3: Removing Recipients from High-Risk Designation List
Chapter 11: Grant Manager Resources
Section 11.1: Automated Systems
11.1.2 Arizona Financial Information Systems (AFIS)
11.1.3 Consolidated Ledger of Information of Federal Funds (CLIFF)
11.1.6 System for Award Management (SAM)
Section 11.2: In-House Information Resources
11.2.1 General Accounting Office (GAO)
11.2.2 Office of Grants and Federal Resources (GFR)
11.3.1 State of Arizona Websites
Appendix
Audits and Site Visit Sample Documents
Sample Program Site Visit Report
Post-Site Visit Letter: No Findings
Post-Site Visit Letter: Findings/CAP
Corrective Action Plan (CAP) Sample
Closeout
Sample Closeout Communications
